Glossary of key terms and approaches

"The imperial historian, in fact, is very much at the mercy of his own particular concept of empire." -Robinson and Gallagher, 1953, 1.

Nationalism, internationalism, colonialism, [imperialism's] three closest congeners, are equally elusive, equally shifty, and the changeful overlapping of all four demands the closest vigilance of students of modern politics." Hobson, 1902, 1.



Colony * Colonialism * Colonization * Empire * Imperialism * Informal Imperialism * Marxism * Nation/Nationalism
 * OrientalismPostcolonial Studies * Postmodernism * Subaltern Studies



COLONY

colonia: a settlement of Roman citizens in a newly conquered territory

Stephen Howe [Ireland and Empire, Ch 1]
early modern usages: "settlements of farmers or cultivators... by extension, agricultural settlers in a new place... places outside Europe to which European migrants moved in significant numbers"; root word: colere (to cultivate or farm in Latin)

modern usages: "conquered territories of white settlement; all areas subject to formal political rule or control by other (usu European) states"

JGA Pocock ["The New British History in Atlantic Perspective," 499]
"a settlement established by emigration.  It is by metaphor, and not particularly happily, that the term has been transformed to the case of indigenous populations subject to alien empire"


COLONIALISM

Stephen Howe [Ireland and Empire, Ch 1]
"a set of political systems involving conquest and rule by a state over other, previously independent and usually distant territories"

Patricia Seed [Ceremonies of Possession, 179]
At the heart of European colonialisms were distinctive sets of expressive acts – planting hedges, marching in ceremonial processions, measuring the stars – using cultural signs to establish what European societies considered to be legitimate dominion over the

New World .

Edward Said [Said, 1993, in Ashcroft, 46]
“almost always a consequence of imperialism, [colonialism] is the implanting of settlements on distant territory”; part of the practice of establishing or extending an empire

Antoinette Burton [ "Rules of Thumb," 490, quoting S Deane Nationalism, Colonialism, Literature]
"at its most powerful, colonialism is a process of radical dispossession"

Declan Kiberd [Inventing Ireland, 5]
“colonialism” is more specific than imperialism; it “involves the planting of settlers in a land thus seized, for the purpose of expropriating its wealth and for the promotion of the occupiers’ trade and culture”

Catherine Hall [Cultures of Empire, 5]
“the European pattern of exploration and discovery, of settlement, of dominance over geographically separate others, which resulted in the uneven development of forms of capitalism across the world and the destruction and/or transformation of other forms of social organization and life.”


COLONIZATION

Jurgen Osterhammel
[Colonialism: A Theoretical Overview, ]:
  “expansion of a society beyond its original habitat” by one or more of the following:
1. Total migration of entire populations and societies
2. Mass individual migration
3. Border colonization
4. Overseas settlement colonization
5. Empire-building wars of conquest (colonial rule without colonization, i.e., British India )
6. Construction of naval networks


EMPIRE

a system of political control imposed by a metropolitan power on a number of subordinate (peripheral) societies that lay outside the geographic boundaries of the metropolitan nation;  the metropolitan power exerts control over its colonies through direct and indirect methods for a variety of commercial, military, strategic, and social reasons

Anthony Pagden
[Peoples and Empires, xxi-xxii]
the term empire "suggests the ruthless exploitation of largely defenseless, technologically sophisticated ones... conjures up images of the Third Reich or Stalinist Russia, where oppressor and oppressed come from much the same kind of cultures, and possess much the same kind of technologies";  "empires represented as a mode of political oppression, a denial by one people of the rights--above all the right to self-determination--of countless others"

"in some sense artificial creations"; created by conquest; the conquered kept in subservience by a mixture of simple force and some kind of ideology (Rome: civilization; Spanish, French, British: civilization + christianity; Ottoman: Islam; Soviet Union: Marxism); assumption that the ruled would rise up and drive out their conquerors; much of this is true, but "what we choose to call empires have not only varied greatly from place to place and time to time, they have also marked the lives of those whom they involved in sometimes radically different ways" [further details]

the terms empire, emporer, and imperialism all derive from "imperium",  [xxii] which indicated supreme power involving both command in war and the magistrate's right to execute the law;  a term that is very closely linked to the legacy of the Roman Empire; until the 18th c, it meant little more than sovereignty; but since the days of the Roman Republic it has also meant government over vast territories

David Armitage ["Greater Britain," 427-8]
“imposed
England ’s rule over a diverse collection of territories, some geographically contiguous, others joined to the metropolis by navigable seas. . . . Early modern empire building was an extension of state formation, although the one did not necessarily follow smoothly from the other.” 

Antoinette Burton ["Rules of Thumb," 486]
"Empire was not a singular place, but a set of geographical and cultural spaces.  To borrow from Gyan Prakash’s definition of the Third World , empire can be understood as 'a variety of shifting positions which have been discursively articulated'."

Shula Marks ["History, the Nation, and the Empire," 117]
"British nationhood was built up through empire-and that has to do with exploitation and expropriation as well as appropriation and a sense of mission, with ideals of manliness and respectability and a corroding and pervasive racism from at least the eighteenth century."

Patrick Brantlinger [Rule of Darkness, 34]
"Empire involved military conquest and rapacious economic exploitation, but it also involved the enactment of often idealistic although nonetheless authoritarian schemes of cultural domination."

Mary Ann Heiss ["The Evolution of the Imperial Idea and U.S. National Policy," 513, quoting Gaddis (1997), 27]
"a situation in which a single state shapes the behavior of others, whether directly or indirectly, partially or completely, by means that can range from the outright use of force through intimidation, dependency, inducement, and even inspiration"


IMPERIALISM

Hobson
["Imperialism, 1902"]
the use of national force to secure new markets by annexing fresh tracts of territory; a political philosophy of territorial expansion in search of markets for surplus manufactured goods

Lenin
["Imperialism, the Highest Stage of Capitalism]
the highest stage of capitalism; its basic features include: the creation of monopolies, the emergence of a financial oligarchy that merges bank capital with industrial capital; export of capital become more important than the export of commodities; formation of international monopolies; the territorial division of the world.

Schumpeter ["The Sociology of Imperialism"]
the object-less disposition of a state to expansion by force without assigned limits

Robinson and Gallagher ["The Imperialism of Free Trade," 5-6]
"a sufficient political function of [the] process of integrating new regions into the expanding economy; its character is largely decided by the various and changing relationships between the political and economic elements of expansion in any particular region and time"

Cain & Hopkins [British Imperialism, Innovation and Expansion, 42-3]
"The distinguishing feature of imperialism is not that it takes a specific economic, cultural or political form, but that it involved an incursion, or an attempted incursion, into the sovereignty of another state.  Whether this impulse is resisted or welcomed and whether it produces costs or benefits are important but separate questions.  What matters for purposes of definition is that one power has the will, and, if it is to succeed, the capacity to shape the affairs of another by imposing upon it.  The relations established by imperialism are therefore based upon inequality and not unpon mutual compromises of the kind which characterise states of interdependence."

Said [Said, 1993, in Ashcroft, 46]
“the practice, the theory, and the attitudes of a dominating metropolitan centre ruling a distant territory”; an ideological force

Brantlinger [Rule of Darkness, 7-8]
"As an ideology. . . imperialism bundles together different elements that more or less cohere, though these elements may also appear separately or in varying combinations, and with varying degrees of intensity":  advocacy of territorial expansion by military force; chauvinism based on loyalty to the existing Empire; the glorification of the military and of war; racial superiority of white Europeans; responsibility to import the light of civilization

Patrick Wolfe ["History and Imperialism," 388, 403]
interchangeable with colonialism and reducible to the word “empire”; "In its stricter Marxist-Leninist applications, the word dates from the end of the nineteenth century and minimally connotes the use of state power to secure (or, at least, to attempt to secure) economic monopolies for national companies.  On this basis, imperialism is not necessarily an extranational project, which would appear to distinguish it from colonialism."; Wolfe does "not presume to dispense a received definition of imperialism but will use the term heuristically to group together a somewhat disparate set of theories of Western hegemony"; "Throughout the twentieth century, imperialism has been theorized as a global category cross-cut by the discontinuously intersecting dimensions of class, nation, race, and more recently, gender."

Mary Ann Heiss ["The Evolution of the Imperial Idea and U.S. National Policy," 513, quoting Smith The Pattern of Imperialism (1981), 6, and Fieldhouse Colonialism, 1870-1945 (1981), 1]
an umbrella term covering the whole gamut of relations between a dominant and a subordinate society; "the effective domination by a relatively strong state over a weaker people whom it does not control as it does its home population, or as the effort to secure such domination"

Baumgart [Imperialism, 1]
“domination or control of one group over another,” ie, cultural, religious, or Dollar imperialism; the formation of an empire; when one nation extends its dominion over one or several other nations

Osterhammel [Colonialism, 21-2]
“Imperialism is the concept that comprises all forces and activities contributing to the construction and the maintenance of transcolonial empires.  Imperialism presupposes the will and ability of an imperial center to define as imperial its own national interests. . . Imperialism thus implies not only colonial politics, but international politics for which colonies are not just ends in themselves, but also pawns in global power games. . . . Imperialism is planned and carried out by chanceries, foreign ministries, and ministries of war, colonialism by special colonial authorities and ‘men on the spot.’. . . “Imperialism”is in some respects a more comprehensive concept.  ‘Colonialism’ might appear to be one special manifestation of ‘imperialism’. . ."

Kiberd [Inventing Ireland, 5] 
“the seizure of land from its owners and their consequent subjugation by military force and cultural programming: the latter involved the description, mapping and ecological transformation of the occupied territory”

 Hall [Cultures of Empire, 5]
“the late nineteenth/early twentieth century moment when European empires reached their formal apogee”


INFORMAL IMPERIALISM
Robinson & Gallagher: formal empire (direct political control; the tip of the iceberg) and
informal empire (indirect political and/or economic influence; the iceberg)

"The imperialism of free trade covers one or more of the following links between an expanding and a receiving political economy:
-the exertion of power or diplomacy to impose and sustain free trading conditions on another society against its will;
-the exertion of capital or commercial attraction to bend economic orgainization and direction of growth in directions complementary to the needs and surpluses of the expanding economy;
-the exertion of capital and commercial attraction directly upon foreign govts to influence them toward cooperation and alliance with the expanding country;
-the direct intervention or influence of the export-import sector interests upon the politics of the receiving country in the direction of collaboration and political-economic alliance with the expanding power;
-the taking over by European bankers and merchants of sectors of non- European domestic economies under cover of imposed free trade without  accompaniment of large capital or export inputs fromEurope, as in China." [Louise summarizing R & G, Imperialism, 16]

Cain & Hopkins ["Gentlemanly Capitalism and British Overseas Expansion," 502]
the impulses behind "imperialism, within the formal empire or outside it, and whether successful or not, cannot be grasped without first comprehending the interaction between economic development and political authority in the metropole"


MARXISM


NATION/ NATIONALISM

Pagden on the relationship between imperialism and nationalism [131-2]:
nationalism:  "the idea that all peoples have separate, distinct, and indissoluble features, that each is united by a common language and a common culture and lives under a single, and indigenous, ruler. . . . Far from disappearing with the rise of the nation, all the great empires of the nineteenth century, the French and the British in particular, were created in the shadow of that rise."; empire as a way of uniting a "divided and potentially unstable people" (Athens, Rome, Machiavelli, post-Rev France, Britain)

Hobson
nationalism is the establishment of political union on the basis of nationality; imperialism proceeds from nationalism, when nations compete for foreign markets

Seed
[Ceremonies of Possession, 11]
"a uniform group, identified by common language, political loyalty, and characteristic means of appropriating indigenous land, people, or goods"


ORIENTALISM
Said's definintion:
1) the teaching, researching, and writing about the Orient, going back to the 18th century
2) "a style of thought based upon the ontological and epistemological distinction made between 'the Orient' and (most of the time) 'the Occident'"
3) "the corporate institution for dealing with the Orient -- dealing with it by making statements about it, authorizing views of it, describing it, by teaching it, settling it, ruling over it: in short, Orientalism as a Western style for dominating, restructuring, and having authority over the Orient."

> Western representations of those parts of the world the West identifies as the Orient

> Said presents imperialism as an empistemological system


POSTCOLONIAL STUDIES


POSTMODERNISM



SUBALTERN STUDIES