[We are sometimes told] to ‘look into our hearts and write.’ But that is not
looking deep enough. . . . One must look into the cerebral cortex, the nervous
system, and the digestive tracts.
—T. S. Eliot
Originally published in Journal of Consciousness Studies, 11, No. 5-6, 2004, pp. 21-59. Reproduced with permission
Introduction
The human brain is divided into two hemispheres, right and left, that are joined
by a thick ‘cable’ of neural fibres called the corpus callosum. It has long been
observed that injury to the left hemisphere in the average adult damages speech,
speech comprehension, and reading, and causes paralysis on the right side of the
body. Injury to the right hemisphere, on the other hand, seems to leave linguistic
capabilities intact, but causes paralysis on the left side of the body. These observations have given rise to the twin concepts of contralaterality of hemispheric
control (i.e., that each hemisphere controls the opposite side of the body) and
cognitive specialization of hemispheric function. As far back as the nineteenth
century, it was recognized that the left hemisphere’s specialty was language. Pioneering
British neurologist John Hughlings Jackson asserted in 1868 that the left
hemisphere was the ‘leading side’ in most people, responsible for the control of
speech and will. In the decade of the 1940s, French neurologist Henry Hécaen
and British psychologist Oliver Zangwill demonstrated that the right hemisphere,
far from being passive, controlled visuospatial processing (Benton, 1991).
Particularly in the decade of the 1970s, mass market publications popularized
the notion of the left brain as the processor of language and rational thought and
the right brain as the processor of visuospatial images and holistic or intuitive
awareness. Hippies and artists were believed to be ‘right brain’ in orientation,
while engineers and businessmen were believed to be ‘left’. Indeed, the rather
overly enthusiastic adoption of early laterality findings by western popular culture
(exemplified by brain dominance quizzes on newspaper feature pages and
the advertising of Saab automobiles as ‘a car for both sides of your brain’) made
the whole subject seem rather oversimplified and absurd, and no doubt helped to
blind the general public to an awareness of the implications of later research
findings in the field of cerebral laterality.
Today it is known that, in about 97 per cent of all right-handed adults, the left
hemisphere is dominant for language (Pinker, 1994). Even among the lefthanded
population, the great majority, 69 per cent, process language in their left
hemispheres, like right-handers (Pinker, 1994). Moreover, the sharply increased
rates of neurological deficits such as mental retardation, autism, stuttering, dyslexia,
and epilepsy among left-handed individuals (Iaccino, 1993) would make it
seem even more apparent that left-hemispheric language is the ‘norm’ and
right-hemispheric language a deviation from that norm. The isolated left hemisphere
scores in the normal range on standardized tests of verbal intelligence
(Gazzaniga and LeDoux, 1978). Only the left hemisphere possesses the complete
lexicon and rules of syntax (Zaidel, 1983). Right- but not left-hemisphere-damaged
patients, one group of researchers remarked, ‘seldom have difficulties with
phonology, syntax, or semantics, and will carry on a conversation which at first
glance seems normal’ (Benowitz et al., 1990). It would seem that the evidence for
the left hemisphere as the ‘seat of language’ is indisputable. Or is it?
Not at all. Because, over time, evidence has been mounting to show that the
right hemisphere controls, or is capable of controlling on its own, a number of very
subtle but intriguing ‘linguistic’ functions (Van Lancker, 1997) which, this paper
will attempt to argue, are virtually synonymous with ‘poetry’ or ‘poetic’ speech.
Indeed, one could assert that the degree of right-hemispheric involvement in language
is what differentiates ‘poetic’ or ‘literary’ from ‘referential’ or ‘technical’
speech and texts.
In the following pages, each of the major literary devices characteristic of
‘poetry’ will be shown to be either dependent upon the right hemisphere for comprehension/production, or capable of being processed by the right hemisphere as
well as by the left. Definitions of the linguistic features characterizing ‘poetry’
and examples of their usage in actual poems will be drawn from John Frederick
Nims’ lucid introduction to the subject for college students, Western Wind: An
Introduction to Poetry (2000),1 now in its fourth edition, supplemented where
appropriate by Alex Preminger and T.V.F. Brogan’s more technical New Princeton
Encyclopedia of Poetry and Poetics (1993). Following the presentation of
neurological evidence for poetry as ‘right-hemispheric language’, the question
of why poets, in particular, produce language so rich in right-hemispheric content
will be addressed and possible answers proposed.
Review of Poetic Devices
The image
Nims defined the term image as ‘anything presented to consciousness as a bodily
sensation’— an idea that is concrete, as opposed to abstract. A concrete word
like kitten or bell or a phrase like ‘the smell of fresh-mown grass’ is an image, but
an abstract word like ‘justice’ or ‘supervision’ or phrase like ‘inattention to
detail’ is not.
Although the left hemisphere is the seat of the complete ‘lexicon’ in normal
adults, the right hemisphere has repeatedly demonstrated an ability to comprehend
and act upon short, concrete, frequently used nouns, and seems also to be
able to process some high-imagery adjectives and simple imperative verbs.
Gazzaniga (1970) found that ‘split-brain’ patients whose corpora callosa had
been surgically severed in a procedure called commissurotomy to reduce their
epileptic seizures, thereby isolating their right and left hemispheres, could process
simple nouns that ended in ‘-er,’ such as butter and water, with their right
hemispheres, but not verb-derived nouns that ended in -er, such as teller and
trooper. Gazzaniga’s research built upon the discoveries of Roger Sperry (1966;
1970; 1974; 1977; Sperry et al., 1969; Levy et al., 1972), whose pioneering studies
of post- commissurotomy mental function in cats, monkeys, and human
beings earned him a Nobel Prize. In a subsequent experiment with two
split-brain patients, Gazzaniga and Hillyard (1971) confirmed the ability of the
isolated right hemisphere to recognize spoken and written ‘simple nouns’,
though not more complex syntactical or grammatical constructions.
Similar effects were found in subjects with intact brains. Ornstein et al. (1979)
found that subjects reading technical text produced stronger electroencephalogram
(EEG) signals from their left than from their right hemispheres, indicative of
greater brain activity in the former region, while the effect was reversed for subjects
reading stories that were high in imagery. Jakobson and Santilli (1980)
described Russian-language experiments in which subjects’ left or right hemispheres
were temporarily deactivated due to electroconvulsive therapy (ECT): the
right hemisphere on its own had trouble understanding verbs other than simple
imperatives, but was particularly adept at recognizing nominative forms of nouns.
Still other researchers have presented printed verbal inputs to a subject’s left
visual field, controlled by his or her right hemisphere, and to the right visual
field, controlled by the left hemisphere. Such experiments have consistently
shown a larger right visual field (left hemispheric) superiority for abstract than
for concrete nouns (Ellis and Shepherd, 1974; Hines, 1976; 1977). Day (1979)
decided to test the right and left visual fields for ‘imageability’ of words rather
than ‘concreteness’ per se and found no difference in visual hemispheric field
response speed for ‘high imagery nouns and adjectives’, indicating that the right
and left hemispheres could process them equally well, but a significant right
visual field (left-hemispheric) advantage for ‘low imagery nouns, adjectives and
verbs as well as high imagery verbs’. The right as well as left hemisphere should
thus be able to grasp a poetic phrase such as William Carlos Williams’ ‘red wheel/ barrow/ glazed with rain/ water/ beside the white/ chickens’, though not
most randomly selected English-language phrases of comparable length.
Simile and metaphor
‘The mind itself operates by finding likenesses. When a new piece of information
is fed into the brain, it is whirled around the circuits until it finds its place
with similar things,’ wrote Nims in 1974, several years before the right hemisphere’s
ability to match novel stimuli to existing mental schemata on the basis
of shared features or patterning had been made known. Nims was approaching
the phenomenon from the point of view of a poet used to working with simile
(comparing one thing to another using like or as) and metaphor (comparing one
thing to another by saying it is the other thing). ‘Lips like rubies’ is a simile,
while ‘Life is just a bowl of cherries’ is a metaphor.
Winner and Gardner (1977) tested patients with right- and left-hemispheric
damage on their ability to match a spoken expression (such as ‘He has a heavy
heart’) to one of four pictures, with the correct match being metaphoric (e.g., a
picture of a person crying), another being absurdly literal (e.g., a person carrying
an enormous heart), and two being foils. Patients with left-hemispheric damage
performed significantly better than those with right-hemispheric damage in
selecting the correct, metaphorically related picture; in fact, right-hemisphere-
damaged patients selected the literal pictures very nearly as often as the
metaphoric ones. Brownell et al. (1984) went on to test right- and left-hemisphere-damaged patients on their ability to judge which two of three given adjectives were the most similar: two of each three words were metaphorically related
(e.g., warm/loving), while the third was an antonym (e.g., warm/cold). Those
with right-hemispheric damage selected significantly fewer of the metaphoric
pairs than those with left-hemispheric damage. Again in 1990, Brownell et al.
performed similar tests, this time using a foil rather than an antonym for the
nonmetaphoric alternative; again, patients with intact right hemispheres performed
significantly better at selecting the correct, metaphoric matches. Bottini
et al. (1994) performed positron emission tomography (PET) scans of the brains
of normal subjects processing literal sentences, metaphoric sentences, and sentence-
like strings containing nonwords. They found that regional cerebral blood
flow (a sign of increased brain activity) increased in six regions of the right hemisphere when the metaphoric sentences were being processed, but not when the
literal sentences were being processed.
In their 1983 text, Using the Right Brain in the Language Arts, Sinatra and
Stahl-Gemake hypothesized that the right hemisphere’s ability to comprehend
similes and metaphors might be related to its ability to process visual analogies
on the basis of matching a common trait: ‘The very key to the understanding of
figurative language such as occurs in similes, metaphors, and oxymorons rests
on seeing analogic, imagistic connectedness.’
Synaesthesia
Nims defined synaesthesia (from the Greek words for ‘blended feeling’) to mean
‘the perception or interpretation of the data of one sense in terms of another’,
quoting representative lines from poet Charles Baudelaire (‘There are perfumes
cool as the flesh of children,/ Sweet as oboes, green as the meadows. . .’) as an
example.
Approximately one in 25,000 people in the adult population experiences the
actual phenomenon of synaesthesia (Cytowic, 1995), and brain scans conducted
as they listen to words have shown that their visual cortices light up, together
with a larger than normal area of the auditory cortex; synaesthesia-free subjects
do not experience activation of the visual cortex at such times (Carter, 1998).
More importantly from our perspective, synaesthesia is also associated with
anomalous hemispheric dominance (Cytowic, 1995). According to Cytowic
(1995), far more women than men are synaesthetes (three times as many in the
United States, and eight times as many in the United Kingdom), and it is known
that women as a group are less lateralized for language than men.2 Even more
significantly, most synaesthetes are left-handed or ambidextrous (Cytowic,
1995), whereas more than 90 percent of the world’s population is right-handed
(Carter, 1998). Additionally, regional blood flow in the left hemisphere drops by
an average of 18 per cent during synaesthetic experience, indicating a sharp
decrease in left-hemispheric activity (Cytowic, 1995).
Allusion
Allusion, as defined by Nims, is ‘an incomplete reference to something that those
who share our knowledge or background can understand’. According to Harris
(2003), most allusions are drawn from history, Greek and Roman mythology,
Shakespeare, and the Bible, although themovement away from a generalized liberal
arts education has reduced the pool of ‘common knowledge’ from which
allusions can be constructed. Allusion can be of the conceptual type, in which
case it functions similarly to connotation, metonymy, or synecdoche (see below),
evoking its referent by naming one or more things associated with or part of it.
But a referent can also be evoked by echoing a little ‘chunk’ of the actual language
of the original. Nims quoted two fine examples of the latter type of allusion
from the poet Marilyn Hacker: the line, ‘Forty-two winters had besieged my
brow,’ meant to evoke Shakespeare’s, ‘When forty winters shall besiege thy
brow,’ and Hacker’s, ‘Did you love well what very soon you left?,’ meant to
evoke Shakespeare’s, ‘To love that well which thou must leave ere long.’
Van Lancker and Kempler (1987) use the term ‘familiar expressions’ for
‘overlearned, holistic expressions’ that fall under the categories of ‘social interaction
formulae (e.g., greetings), expletives, overlearned lists and serials (e.g.,
days of the week), song lyrics, proverbs, and idioms’. To their list, one should
certainly add prayers and certain poems.What seems to characterize all of these
types of ‘familiar expressions’ from a neurological perspective is that they are
perceived by, and stored in, the brain as wholes. Gordon and Bogen (1974)
observed that:
a sentence, paragraph, phrase, or, in short, speech is composed from several morpheme
units which are retrieved from memory according to grammatical rules and
are ordered into a specified temporal arrangement. In contrast, songs, melodies, as
well as many everyday prosaic passages, are remembered and produced as intact
wholes. The parts of these units are not pieced together tone by tone, word by word,
but rather are recalled all at once as a complete unit.
Such familiar expressions are often selectively preserved when left-hemispheric
damage has destroyed all other aspects of a patient’s speech. Gates and
Bradshaw (1977), for example, cited nine different earlier reports of subjects
who were unable to say the same words that they could sing after brain damage.
Conversely, Jakobson and Santilli (1980) found that Russian patients whose
right hemispheres were temporarily deactivated by ECT lost the ability to utter
as well as comprehend interjections, exclamations, curses, and endearments —
all forms of ‘familiar phrases’— with their fully functioning left hemispheres.
Weinstein (1964) and Hier and Kaplan (1980) reported that right-brain-damaged
patients had problems explaining idioms and proverbs, respectively.
Myers and Linebaugh (1981) undertook a controlled study of idiomatic comprehension
among right-brain-damaged, left-brain-damaged, and normal control
subjects. They found that, while normal subjects scored 97 per cent correct and
left-brain-damaged subjects 87 per cent correct in interpreting idiomatic expressions,
right-brain-damaged patients chose the correct interpretation of an expression
such as ‘For weeks he hesitated to show the account books to the boss, but
finally he decided he had to go in and just face the music’ only 27 per cent of the
time. Van Lancker and Kempler (1987) also studied right-brain-damaged
(RBD), left-brain-damaged (LBD), and normal control subjects, but tested for
comprehension of single words, familiar phrases, and novel sentences in their
study. They found ‘the LBD group more likely to preserve familiar phrase comprehension
despite impairment to syntactic processing, while the RBD group
showed selective impairment of familiar phrase comprehension’, and concluded
that, ‘These results support the hypothesis, derived from observations in production,
that familiar phrases are stored and processed in the brain differently from
newly generated language.’
Personification
‘In the childhood of the individual, in the childhood of the race, in the mind of the
dreamer,’ wrote Nims, ‘we find extensive use of personification.’ As a poetic
device, personification refers to the endowment of something inanimate or nonhuman
with living or with human characteristics. When carried to a ridiculous
extreme, it becomes the pathetic fallacy (e.g., all of nature weeping over a death,
as seen in many pastoral elegies). Nims cited two lines from Sara Teasdale as an
example: ‘When I am dead and over me bright April/ Shakes out her raindrenched
hair. . .’
As neuroscientists have not yet tested right- and left-hemisphere-damaged
patients for any differences in their comprehension of texts containing personification,
nor have they scanned the brains of normal subjects reading such texts
versus control materials, it remains to be seen whether there is a link between the
literary device and right-hemispheric language. But its frequent occurrence
(called animism) in the speech of young children aged two to seven (Piaget,
1967) and in the mythology and poetry of preliterate peoples (Frazer, 1941) points
to right-hemispheric involvement, as neither of these populations is left-dominant
for language (a fact to be discussed in greater detail later in this paper).
Synecdoche and metonymy
Synecdoche, Nims wrote, ‘singles out some part of a thing as important enough
to stand for the whole thing’. Among the examples in poetry that he cited are
T.S. Eliot’s lines, ‘I should have been a pair of ragged claws/ Scuttling across the
floors of silent seas,’ and Gwendolyn Brooks’ line, ‘They took my lover’s tallness
off to war. . .’ Metonymy, a closely related device, consists of ‘referring to
one thing by using the name of something associated with it.’ Nims quoted the
lines, ‘Scepter and crown/ Must tumble down’, from poet James Shirley, as one
of his illustrations.
To define synecdoche and metonymy as literary devices is very nearly to
describe how the brain’s right hemisphere operates in relating new perceptions to
existing memory traces: ‘Particularly skilled at establishing part-whole relationships,’
observed Winterowd (1986), ‘the right hemisphere is quite literally
synecdochic in operation, synecdoche being the figure in which part stands for
the whole. . . .’ Joseph (1992) made a similar observation in noting that the right
brain can ‘infer what somethingmay be ormean’when presented with just one or
two features of that thing; the left brain, on the other hand, quite literally has difficulty
‘seeing the forest for the trees’. Bogen (1977) tested split-brain patients
for their ability to feel just one part of an object with either the right or left hand,
then guess what the whole object must be by pointing to the correct picture.With
their right hands (controlled by the left hemisphere), the split-brain patients were
unable to identify the object; but, with their left hands (controlled by the right
hemisphere), they were able to guess the object’s identity with ease. The right
brain could, ‘from the part. . . infer or construct a gestalt,’ wrote Bogen. In
semantic tests of split-brain patients, Zaidel (1978a,b) further demonstrated that
the right hemisphere was sensitive to part/whole relationships.
Paradox, oxymoron, irony, understatement, litotes, and hyperbole
Under the overall heading of ‘binocular vision’, Nims grouped the literary
devices of paradox (‘a statement that seems to imply a contradiction’); oxymoron
(which ‘links, in one syntactical unit, words that seem to cancel each other
out’); irony (‘the statement that means its contrary’or an event or situation that is
the opposite of what is intended); understatement (‘to say less than one might
rather than more’); litotes (‘assert[ing] a truth by denying its opposite’); and
hyperbole (from the Greek word for ‘overshooting, excess’: an obvious exaggeration
of the truth). Among the poetic examples Nims gave of each are the following:
for paradox, ‘The cure for loneliness is solitude’ (Marianne Moore); for
oxymoron, ‘the maple’s cold and fiery shade’ (Howard Nemerov); for irony,
‘"And whence such fair garments, such prosperi-ty?" / "O didn't you know I'd
been ruined?" said she’(Thomas Hardy); for understatement, these lines supposedly
spoken in the aftermath of the bloody Battle of Thermopylae: ‘Go tell at
Sparta, traveler passing by,/ That here obedient to her laws we lie’ (Simonides);
for litotes, ‘for life’s not a paragraph/ and death I think is no parenthesis’ (e. e.
cummings); and, for hyperbole, ‘All the fireflies in the world/ are gathered in our
yard tonight’ (Liesel Mueller). What all of these devices have in common is their
essential ambiguity: they require the mind to hold two contradictory versions of
‘reality’ in tension at the same time, in order to arrive at an understanding that
goes beyond literal or semantic meaning. As one might suspect, the ability to
comprehend such figures of speech seems to reside within the brain’s right
hemisphere.
Patients with right-hemispheric damage, Stemmer et al. (1994) hypothesized,
have just such an ‘impairment at the level of planning or monitoring the integration
of more than one mental model’.With their intact left hemispheres, they are
fully able to comprehend literal and semantic meaning, but not indirect requests,
inferences, irony, and other forms of nonliteral meaning in verbal and written
language. Hirst et al. (1984) and Foldi (1987) conducted experiments in which
right-brain-damaged, left-brain-damaged, and normal control subjects were
asked to select the appropriate response to an ‘indirect request’ such as, ‘Can you
open the window?’ Such a request can have two possible meanings (‘Are you
physically able to open the window?’ and ‘Open the window, please!’), depending
upon context; when intended as a request, the intended meaning is not equivalent
to the literal meaning. Pictures were used to provide contextual cues
showing the correct meaning of the indirect request (e.g., that it was hot in the
room and the speaker wanted the window opened). Nevertheless, the
right-brain-damaged subjects chose the incorrect, literal interpretations of the
requests significantly more often than subjects in the other groups. However, the
right-brain-damaged subjects were not impaired relative to the left-brain-damaged
subjects on responses to direct questions or to ‘what, where, how’ questions.
Weylman et al. (1989) conducted a similar study but without pictorial
support, to rule out the possibility that visuospatial deficits might be causing the
right-brain-damaged subjects’ poor performance in interpreting indirect
requests; their results confirmed the earlier findings.
Gardner et al. (1983) tested right-brain-damaged subjects, normal controls,
and aphasics (left-brain-damaged controls) on a wide range of abilities to process
‘complex linguistic materials’. The right-brain-damaged patients varied
widely relative to normal controls in the ‘funniness’ ratings that they assigned to
‘tricks’ (such as ‘Why do birds fly south for the winter?’ ‘It’s too far to walk’),
‘puzzles’ (such as ‘What speaks in every language in the world but never went to
school?’ ‘An echo’), and puns, whereas normal subjects were consistent in their
ratings. The right-brain-damaged subjects also found the ‘unfunny’ foils (such as
‘Why do clouds move?’ ‘The wind pushes them’) to be much funnier than the
normal subjects found them.
A 1990 study by Kaplan et al. provided insight into the relationship between
the right hemisphere and the perception of irony and sarcasm. Right-brain-damaged
and normal subjects were told a short ‘vignette’ about a particular person
performing either well or badly at golf, checkers, or some other activity, then
receiving a comment on the performance from a second party. The comment
could be either positive or negative, and the person making the comment could
be either a friend or an enemy of the performer. The right-brain- damaged subjects
had no problems in interpreting positive remarks about positive performances
or negative remarks about negative performances, but they ran into
difficulties in interpreting the motive of the commenter when the remark was at
odds with the performance (i.e., a friend could be joking by calling a good performance
bad, an enemy could be lying by calling a good performance bad, or an
enemy could be using sarcasm by calling a bad performance good). Clearly, all of
these results point to right-hemispheric involvement in the processing of ambiguous
messages with nonliteral meanings.
Emotion
‘Emotional experience: This, more than anything else, is what poetry gives us,’
Nims asserted. The ‘emotion’ of a poem resides not in the employment of a single
literary device, but in a gestalt effect that arises from the interplay of its content
and its form. In oral cultures, the lyric poem is expressive of a single overriding
emotional state, and it is sung or chanted to musical accompaniment. Although
the written, as opposed to oral, lyric can present perceptions and/or ideas seemingly
stripped of any emotional affect, we still tend to associate ‘poetry’with
the expression of ‘emotion,’ and even those who claim to dislike poetry seem to
be drawn to it at emotional occasions such as graduation ceremonies, weddings,
and funerals.
The right hemisphere is essential for the comprehension of emotion in spoken
language, as expressed by vocal tone, pitch accent, and modulation (‘emotional
prosody’). Heilman et al. (1975) demonstrated that right-hemisphere-damaged
patients performed poorly on tests of their ability to determine emotion from
speech, while left-hemisphere-damaged patients (who had gross defects in
semantic comprehension) performed surprisingly well. Zaidel (1990) reported
that the disconnected left hemispheres of split-brain patients were similarly
unable to interpret the emotional quality of spoken sentences. And several
researchers have demonstrated a left-ear advantage for the processing of ‘emotional
prosody’ in speech; that finding is significant in that the right hemisphere
controls the left ear (Zurif, 1974; Blumstein and Cooper, 1974). When tested on
their abilities to integrate the elements of spoken and written narrative materials,
right-hemisphere-damaged patients also displayed a ‘dampened appreciation of
the kind of emotion’ experienced by the characters in the narratives (Wapner et
al., 1981).
Similar defects have been discovered in the ability of the left hemisphere, on
its own, to interpret the emotions revealed in facial expressions or pictures.
Benowitz et al. (1990) had right- and left-hemisphere-damaged subjects view
two-second film segments of an actress depicting emotional states, then
select the more appropriate of two spoken descriptions of the situation.
Left-hemisphere-damaged patients scored quite close to normal subjects, while
right-hemisphere-damaged patients (including two who had post-stroke verbal
IQs of 135 and 138, respectively) scored an average of two standard deviations
below normal. Cicone et al. (1980) had left- and right-hemisphere-damaged
patients view a pictorial sketch of a highly emotional situation (such as a man
being held up at gunpoint for ‘fear’), then select the appropriate picture (out of
four) depicting the same emotion. They also had the patients view a photograph
of a face depicting an emotion, then select (from four test photographs) the same
emotion as expressed on the face of a different person. Once again, right-hemisphere-
damaged patients scored significantly lower than left-hemisphere-damaged
patients.
Persons with right-hemispheric damage are also grossly deficient in their ability
to express emotion. Several clinicians have made note of the peculiarly flat,
monotonous, ‘affectless’ speech that characterizes many patients who have sustained
damage to their right hemispheres (Wapner et al., 1981; Ross and
Mesulam, 1979; Dordain et al., 1971; Monrad-Krohn, 1947; 1963). The ability
to convey emotional affect by means of supplementary hand gestures while
speaking is also lacking in right-hemisphere-damaged patients (Ross and
Mesulam, 1979).When they do manage to convey emotional affect, that affect is
often at odds with their semantically conveyed meaning or reported emotional
state; for example, the patient might laugh while reporting that a parent is dying
(Dimond, 1979, cited in Cook, 1986; Ross, 1981; Wapner et al., 1981). The
insertion of off-colour remarks into inappropriate situations is also common in
the right-hemisphere-damaged population (Gainotti, 1973; Gardner, 1975).
Such patients are also unable to repeat a ‘neutral’ statement with varying emotional
tones that would convey different emotions (Tucker et al., 1977). Conversely,
patients with left-hemispheric damage can usually still gesture to
convey emotionalmeaning (Jackson, 1915; Critchley, 1959), although their ability
to gesture to convey semantic meaning (i.e., to pantomime) is compromised
(Gainotti and Lemmo, 1976; Goodglass and Kaplan, 1963).
In the normal population, as well, the brain’s right hemisphere appears to be
dominant for emotion. Normal, right-handed individuals express emotion more
intensely on the left side of their faces (controlled by the right brain) than on the
opposite side, whether the emotion is positive or negative, genuine or staged
(Sackeim and Gur, 1978; Heller and Levy, 1981; Moskovitch and Olds, 1981;
Borod et al., 1981). It may be somewhat true, as Wolff proposed in the first half
of the twentieth century (1933; 1943; cited in Sackeim and Gur, 1978) that the
right side of the face displays our ‘public’, masklike emotion, while the left side
betrays our ‘private’ emotional state.
Connotation
‘Connotation,’ wrote Nims, is ‘the suggestions that words accumulate in addition
to their denotation, or dictionary meaning.’ As an example, Nims cited the
lines, ‘Friend, what I want is to trade/ this horse of mine for your house,/ this saddle
of mine for your mirror,/ this knife of mine for your blanket. . .’ from the
poem ‘Sleepwalker’s Ballad’, by Federico García Lorca. Nims then went on to
explain that when the speaker of the poem:
says he would like to trade his horse, saddle, and knife for a house,mirror, and blanket,
he is not thinking of the denotation, or dictionary meaning, of the words. . . but
of the connotation, or cluster of associations, each has. The horse connotes an outdoor
life of wandering, adventure, and peril; the saddle connotes homelessness, discomfort,
and hardship; the knife, passion and violence. The objects for which he
would like to trade connote safety, comfort, and settled domesticity.
The connotative meanings of the key words in a poem evoke a sort of ‘shadow
poem’ in the reader’s or listener’s mind, wherein secondary meanings, suggestions,
and allusions are all suspended in the realm of possibility, some of them
reinforcing each other, but all enriching the ‘surface meaning’ of the poem. For
example, Lorca’s desired mirror connotes the act of self-reflection as well as the
domesticity cited by Nims, and Lorca’s desired blanket connotes sleep, and thus,
by extension, death — the end of any traveller’s journey.
The evidence obtained from research into denotation, connotation, and
laterality is quite clear: the brain’s left hemisphere processes the denotative
meanings of words, but the brain’s right hemisphere processes their connotations.
One of the first clues that laterality might play such a big part in the denotation/
connotation division occurred in 1973, when Gardner and Denes were
testing aphasics (persons with left-brain damage) on their ability to comprehend
the denotative and connotative meanings of words. They included a small group
of patients with right-brain damage in the study only to serve as controls,
together with a group of non-brain-damaged subjects. However, the six rightbrain-
damaged patients behaved bizarrely when asked to take the connotation
portion of the test; all six of them voiced objections to it, two of the six refused
outright to take it, and a third could not complete it. The three who managed to
complete the test performed worse than some of the aphasics, although the test
population was too small for the results to have been statistically significant. But
the serendipitous finding alerted researchers to a possible link between the right
hemisphere and the processing of connotative meanings. And, the following
year, Zurif et al. (1974) presented aphasic patients with groups of three words at
a time and asked them to select the two words that were most similar to each
other. They found that aphasics did not seem able to group words by ‘hierarchical’
(i.e., denotative) relationships; instead, they grouped words according to
features associated with ‘perceived or imagined environmental situations, especially
the affective components of such situations’ (i.e., by connotation).
In 1984, Brownell et al. conducted the first test of connotative and denotative
abilities to employ both right- and left-hemisphere-damaged patients as test subjects,
as well as normal controls. Once again, subjects were asked to select the
two most similar words from groups of three. The researchers found that,
whereas normal subjects were flexible in their ability to use either denotation or
connotation as a grouping strategy: ‘Right-hemisphere-damaged patients
showed a preserved sensitivity to denotation, and a selective insensitivity to connotative
facets of meanings. In contrast, left-hemisphere-damaged patients
exhibited a preserved sensitivity to connotation as well as a selective insensitivity
to denotative aspects of meaning.’A subsequent study by Drews (1987) supported
the findings of Brownell et al. (1984).
Carter (1998) suggested that the presence of more ‘white matter’, or
myelinated ‘bundles’ of axons, in the right brain than in the left, connecting neurons
that are more distant from each other than in the left hemisphere, might be
the reason why the right hemisphere ‘is inclined to come up with broad, manyfaceted,
but rather vague concepts’. Cook (1984a,b; 1986; Cook & Beech, 1990)
has proposed an even more intriguing explanation for the lateralization of denotation
and connotation: the homotropic inhibition theory. Cook pointed out that
the corpus callosum which connects the right and left hemispheres can send
inhibitory signals as well as excitation signals (i.e., information) from one hemisphere
to another. He postulated that, while a word such as farm and all of its connotations
(tractor, manure, harvest, etc.) could reside, redundantly, in both
hemispheres, it is possible that an excitory signal in one hemisphere deactivates
the corresponding mirror-image region in the other hemisphere (e.g., for the
word farm), but activates the area around that inhibited region (e.g., for the
words associated with the word farm). Building upon earlier findings by Burgess
and Simpson (1988a,b), Chiarello and Maxfield (1995) tested Cook’s theory in a
study which ‘primed’ the left or right visual field of a subject with a word related
to a target word’s dominant or subordinate meaning, then measured how long it
took the subject to pronounce the target word after it was flashed on a screen.
While their data did not support Cook’s theory, because both hemispheres displayed
priming for subordinate meanings, their data did support Burgess and
Simpson’s view ‘that there is early activation of subordinate meanings in each
hemisphere, but that over time subordinate meanings are maintained in the RH,
and ultimately suppressed in the LH’. Whichever model proves to be the most
accurate, there is no disputing the laterality of denotation and connotation.
The symbol
The symbol, wrote Nims, is ‘an image that stands for more than it denotes literally’.
Nims went on to observe that ‘Symbolic images often are physical objects:
a hill, a well, a river. They symbolize such abstractions as spiritual ascent, vitality,
time. A lion is a symbol for fierceness or courage; a fox, for cunning; a rock,
for firmness; a torch, for learning. Light is a symbol for knowledge; darkness for
ignorance.’
Building upon our knowledge of the laterality of connotation and denotation,
we can hypothesize that the ability to comprehend the meaning of a symbol
should be yet another element of ‘right-hemispheric language’. Symbol processing
seems to consist of the activation of a visual image plus the activation of connotative
concepts associated with that visual image — both of which are
right-hemispheric functions. It is suggested that researchers devise one or more
studies of symbol comprehension among right-brain-damaged, left-braindamaged,
and normal control populations to put this hypothesis to a test.
Assonance
Vowel sounds differ from consonant sounds in that the flow of breath is not
blocked or restricted—only shaped by the general configuration of tongue, lips,
and open mouth. Although consonant sounds are pronounced by singers, it is the
vowel sounds of the words in musical lyrics that are truly sung with appropriate
pitch and duration. The repetition of the same vowel sound in words of close
proximity within a poem is known as assonance, and it is a device that is virtually
universal to poetry (Adams, 1993a). Nims cited two examples of assonance
from the poetry of Sylvia Plath: the long ‘i’s of ‘Christ! they are panes of ice,/ A
vice of knives’and the short ‘i’s of ‘flits nimble-winged in thickets’. A poet using
assonance in place of end-rhyme might, for example, ‘rhyme’ the words shame
and pain.
Cutting (1974) was the first researcher to discover that the brain’s right hemisphere
(which controls the left ear) is able to process vowel sounds as well as, or
nearly as well as, the left hemisphere. This is particularly significant in that the
brain’s left hemisphere (right ear) is clearly dominant for the processing of consonant
sounds (Krashen, 1977; Ivry and Lebby, 1998). Citing Tallal et al. (1993)
as their source, Ivry and Lebby (1998) explained that the average duration of a
syllable sound in normal speech is approximately 200 to 300 milliseconds, with
the relatively ‘steady-state’ vowel sound taking up most of that time period, and
the relatively ‘dynamic’ consonantal transition taking up only about five milliseconds.
Tallal et al. hypothesized that the left hemisphere is dominant for the
processing of rapid changes in perceptual input. Ivry and Lebby (1998), on the
other hand, suggested that the left hemisphere may specialize in decoding
high-frequency speech signals and the right hemisphere in decoding lowfrequency
speech signals, with the ‘high’ and ‘low’ attributions relative rather
than absolute. In any case, it appears that the right hemisphere can appreciate the
‘music’ of a phrase like ‘blue moon’ just as well as the left.
Alliteration
The repetition of the same consonant sound at the beginning of two or more
words or syllables in close proximity is called alliteration. According to the New
Princeton Encyclopedia of Poetry and Poetics, ‘Almost every major poetry in
the world except Israeli, Persian, and Arabic seems to have made considerable
use of alliteration, which has been more popular and persistent than rhyme’
(Adams, 1993b). Among his examples of the device, Nims cited this line by William
Butler Yeats, with its subtly alliterative ‘l’ and ‘s’ sounds: ‘I hear lake water
lapping with low sounds by the shore.’ The device is much more obvious in this
line by Shakespeare which Nims also cited: ‘Thou wretched, rash, intruding fool,
farewell!’
We have seen, in the preceding passage on assonance, that the left hemisphere
seems to be dominant for the ‘decoding’ of consonant sounds in speech, while
the right hemisphere appears to be nearly as adept as the left in its ability to recognize
vowel sounds. However, there appear to be some interesting exceptions
to this general rule. Ivry and Lebby (1998) reported that the right hemisphere is
able to recognize consonants when they are ‘artificially lengthened’. In part
because it is fragmented by line breaks, poetic speech is articulated much more
slowly than conversational speech, which averages about 135 words per minute
(Sinatra and Stahl-Gemake, 1983); even ‘free verse’, which is not forced into the
artificially slowed rhythms of regular meter, is normally read out loud (or to the
mind’s ear) in a sort of singsong ‘chant’ that places emphasis upon each word and
any syntactical or lineated pauses between words. Furthermore, alliteration in
poetry often occurs in syllables that are stressed, which also lengthens syllable
duration—and stress, pitch, and rhythm together define the prosody (see below)
of speech, which is a function dependent upon the right brain for recognition and
comprehension.
Ivry and Lebby (1998) demonstrated that the right hemisphere is able to differentiate
between consonant-vowel syllables that differ in place of voicing by
using lower-frequency cues, although it cannot employ such cues in order to distinguish
place of articulation. Citing Van Lancker and Fromkin (1973), they further
suggested that laterality of speech-sound processing may depend upon the
meaningfulness of the sound. If so, it would seem that the initial consonantal
sound of a given word, and particularly of a concrete noun, should be more associated
with its ‘name’ or identity than an internal consonantal sound or the initial
consonantal sound of a given nonword (e.g., ‘ba’, ‘pa’, the types of cues that are
normally used in tests of consonants and laterality), and thus could well be recognizable
by the right hemisphere. In support of this hypothesis, one split-brain
patient studied by Zaidel and Peters (1981) was able, using his right hemisphere
only, to match some printed words to pictures of things that began with the same
letter as the given word; he was also able to utter the beginning letter sound but
not the rest of the word out loud.
Onomatopoeia
Onomatopoeia is the term used to describe a word that sounds like the noise its
referent emits, or the noise it is associated with, in nature. Nims explained that,
‘The Greek word means name making, as if something in nature made its own
name by sounds associated with it.’ Nims cited words such as bang, pop, sizzle,
beep, and burp as examples, along with Tennyson’s famously onomatopoeiac
lines about ‘The moan of doves in immemorial elms,/ And murmuring of innumerable
bees. . . .’
While the left hemisphere (right ear) is dominant for the processing of speech
sounds, it is the right hemisphere (left ear) that controls the processing of environmental
sounds, such as a clap of thunder, a car horn, or a dog’s snarl or whimper.
This is perfectly consistent with the right brain’s talent at pattern
recognition, at immediately matching a ‘new’ stimulus to a previous experience
stored in memory, without first having to ‘decipher’ the auditory input for coded
meaning. An environmental sound is an event, an entity, a thing, and the right
brain recognizes it as such, quite unlike a random syllable in a given stream of
speech-sounds, which is a mere signifier relative to other signifiers. Theoretically,
the right hemisphere should be able to recognize a word-sound that mimics
an environmental sound, although this remains to be tested.
Rhyme
Rhyme in poetry most often refers to end-rhyme, which occurs when two words
at the ends of poetic lines in close proximity share the same medial vowel and
final consonantal sounds, but have differing initial consonantal sounds (Brogan,
1993a). Native English speakers may certainly be excused for assuming that
rhyme—like assonance, alliteration, simile and metaphor, and other devices—
is universal to poetry, but the fact is that it is not. Greenway (1964) found it to be
rare in the poetry of preliterate cultures, and Whitehall (1968) found that very
few of the thousands of languages spoken in the world (virtually all of which
have produced poetry) employ rhyme as a poetic device. Finnegan (1977) identified
a link between the development of rhyme in a given oral poetic tradition and
the presence of a written literary tradition in close proximity to it. Repetition of
word sounds and assonance (q.v.) are universal to poetry, but rhyme—however
beautifully employed by Shakespeare, Yeats, Frost, and others — is not.
It should therefore come as no surprise that the left hemisphere, and not the
right, appears to be dominant for determining whether two printed words rhyme
with each other (review in Rayman and Zaidel, 1991). Similarly, infants who
have had their left hemispheres surgically removed before the onset of speech
grow up to develop essentially normal linguistic functions in their right hemispheres
(Searleman, 1977), although they typically have difficulties with rhyming
and syntax (Dennis, 1980a,b).
Some evidence exists, however, that certain (but not all) right hemispheres
may be capable of matching two pictures whose associated words rhyme (e.g., a
picture of a cake and a picture of a rake), although those subjects cannot match a
printed word and a picture whose associated word rhymes with the printed word
(Zaidel and Peters, 1981; Gazzaniga, 1983). The right hemisphere might also be
able to discern rhymes on the basis of acoustical input (Zecker et al., 1986).3 Both hemispheres also seem able to determine that two printed words don’t rhyme (Rayman and Zaidel, 1991). And gender may be significant: Shaywitz et
al. (1995) found that male subjects used a region of the left brain but female subjects
used regions in both hemispheres to determine if pairs of nonsense words
rhymed. Some right hemispheres can rhyme, just as some poetic traditions can
rhyme, but rhyme in general should be considered tangential and not integral to a
catalogue of poetic devices.
Prosody (stress, intonation, rhythm, and meter)
Prosody is essentially the study of the sound-patterning of poetry, and any given
sound has three qualities that can be employed as the basis for patterning: its
frequency, or pitch; its intensity, or stress (also called accent); and its duration,
or length (Brogan, 1993c). English-language metered verse uses stress as the
basis to group syllables into identically patterned units of sound, but other languages
have employed duration or pitch as the principle of ‘binary opposition’
by which certain syllables are marked (Brogan, 1993c). When the underlying
sound-pattern of a poem consists of joined segments of the same repeating rhythmical
unit, we say that the poem is ‘metered’.
Nims has described how certain English-language metrical patterns can contribute
an overall mood or emotional effect to a poem; for example, the pyrrhic
foot (two weak beats) ‘may dramatize some kind of lessness’, while the spondaic
foot (two strong beats) ‘can reinforce notions of muchness, weightiness, or slowness’.
The trochee (a strong beat followed by a weak beat) has a ‘rising rhythm’
that connotes excitement and vigour, while the iamb (a weak beat followed by a
strong beat) has a ‘falling rhythm’ that connotes seriousness and stateliness.
However, meter is normally an ideal, abstract rhythm against which the actual
rhythms of the poem’s words play, like a musical lyric sung over the beat of a
rhythm section. When a poem’s words are too rigidly metrical, as in Robert
Frost’s ‘Stopping by Woods on a Snowy Evening’ (‘Whose woods´ these are´ I
think´ I know.´/ His house´ is in´ the vil-´ lage though´. . .’), it becomes singsong.
Likewise, the pitch and pitch-changes of the human voice in the process of reading
aloud (or subvocalizing) a poem add a dimension to the overall sound- patterning
that cannot be transcribed in ordinary print. For example, Joanette et al.
(1990) cited Cosmides (1983) and Williams and Stevens (1972) in explaining
that, ‘Happy sentences are usually emitted with a higher intonation. . ., with
larger ranges, and with more variability than sad sentences.’ Even a free verse
poem, or poem that is not metrical, employs stresses, rhythms, and intonations to
convey emotional or connotative meaning and to set its language apart from the
language of everyday speech.
Studies of left-brain-damaged, right-brain-damaged, and normal control subjects’
abilities to comprehend ‘emotional prosody’ in speech have repeatedly
demonstrated that right-brain-damaged patients are deficient in their ability to
‘decipher’ the meaning of emotionally based stress and intonation; however,
they show no such deficiency relative to left-brain-damaged patients in their
comprehension of linguistic prosody (that which conveys lexical or semantic
meaning; e.g., the stress difference between REDcoat and red COAT, or the
intonation difference between a declarative and an interrogative sentence)
(review in Joanette et al., 1990). Almost unbelievably, but quite relevantly,
Jakobson and Santilli (1980) reported that a subject whose right hemisphere had
been inactivated by ECT was unable to recognize his wife’s and children’s
voices, and also could not distinguish a male from a female voice. Such patients
are also unable to identify environmental sounds (Jakobson and Santilli, 1980),
which are also dependent upon the brain’s right hemisphere for recognition.
While nonlinguistic stress and intonation seem dependent upon the right
hemisphere for processing, rhythm can be processed by either hemisphere,
although the left seems slightly better at it (Milner, 1962; Robinson and Solomon,
1974). Gordon and Bogen (1974) injected an anaesthetic into the right or
left hemispheres of subjects, then asked them to sing. When the right hemisphere
was inactivated, melody was badly impaired, but rhythm was essentially normal
aside from being somewhat slowed; with the left hemisphere inactivated,melody
was normal and rhythm ‘not perfect’ but not measurably impaired (Gordon and
Bogen, 1974; review in Gates and Bradshaw, 1977). Turner and Pöppel (1989)
quoted Barbara Lex on the subject of cultural rituals that employ rhythmic
dances, poetic chants, and other ‘affective’ participatory media to the effect that
‘the driving techniques employed in rituals are designed to sensitize and "tune"
the nervous system and thereby lessen inhibition of the right hemisphere and permit
temporary right-hemispheric dominance, aswell as . . . to achieve synchronization
of cortical rhythms in both hemispheres’ (d’Aquili et al., 1979; cited in
Turner and Pöppel, 1989). Given that both narrative and lyric poetry have their
origins in collective, participatory, rhythm-driven cultural rituals, Lex’s hypothesis
linking the employment of such rhythms to manipulations of normal hemispheric
dominance is quite interesting, and warrants further investigation.
Line length, end-stopping, and caesura
Brogan (1993b) observed that poetry unfolds in lines, not in sentences and paragraphs
as for prose: ‘The sense in prose flows continuously, while in verse it is
segmented so as to increase information density and perceived structure.’ When
the end of a poetic line coincides with the end of a syntactical unit, the strong
pause at the end of the line is called an end-stop. But even when the syntactic
phrase spills over onto the following line (enjambment), the end of the line is
normally signalled, when the poem is read out loud, by a slight pause (likened to
‘half a comma’ in a now-famous remark by poet Denise Levertov), or by a
‘paralinguistic cue such as elongation of the final syllable’ (Brogan, 1993b).
Nims observed that ‘a line may have any number of feet from one to about
eight4—at which point we run out of breath.’Historically, a relatively long line
such as the Greek hexameter or French alexandrine, both of which contain
twelve syllables, tended to require a caesura, or pause within the line corresponding
to a juncture in syntax (i.e., the end of a phrase, clause, or period),
whose position was regulated by its particular poetic tradition. Four lines quoted
by Nims from Yeats’s poem ‘The Second Coming’ display a ten-syllable
(five-foot) line length, end-stopping, and a caesura in the third line: ‘Turning and
turning in the widening gyre,/ The falcon cannot hear the falconer;/ Things fall
apart; the centre cannot hold;/ Mere anarchy is loosed upon the world. . . .’
Turner and Pöppel (1989) performed a cross-cultural study of metrical world
poetry and discovered that the typical poetic line contained from seven to seventeen
syllables (average: ten syllables) and required 2.5 to 3.5 seconds to recite
(average: 3 seconds), followed by a distinct pause. Line lengths in the upper
length range were usually divided by a caesura. The researchers hypothesized
that such metrical divisions might be ‘a way of introducing right-brain processes
into the left-brain activity of understanding language’. Turning to cognitive neuroscience,
they pointed out that a pause of three-thousandths of a second or
greater is necessary to distinguish two sounds as separate from each other; a
pause of three-hundredths of a second or greater, to determine which of the two
sounds came first (sequence); and a pause of three-tenths of a second or greater,
to react to a sound stimulus. That there were ten such ‘reactive’ intervals, and an
average of ten syllables, in the typical three-second-long metered line, seemed
highly significant to the researchers. They went on to suggest that three seconds,
the length of the average poetic line and the next power-of-ten step up in the progression,
corresponds to the length of the human present moment (which they
also termed the auditory present, neural present, or subjective temporal present).
They also asserted that a pause or ‘buffer’ every three seconds or so is necessary
for a speaker to gather what he or she will say next and for a listener to
comprehend and integrate what has just been said.
While there are no experimental data yet to support Turner and Pöppel’s hunch
that the right hemisphere is somehow involved in the rhythms of meter, it may
not be entirely coincidental that the famous Russian ‘mnemonist,’ or memory
artist, described as ‘S.’ by Luria (1968) in his case study, The Mind of a
Mnemonist, required a pause of three to four seconds between items being placed
into his seemingly limitless visuospatial (i.e., right-hemispheric) memory. As in
the ancient ‘Art of Memory’ known by classical Greek rhetoricians (with which,
however, ‘S.’ was not familiar, having discovered the system on his own), ‘S.’
would visualize the layout of his home town or the city of Moscow, take a mental
‘walk’ along the grid of streets, and mentally ‘position’ a concrete visual image
corresponding to the number, word, or concept to be remembered at a precise
geospatial location within the remembered town or city, such as a particular
house, gate, or intersection. If, however, the pause between images being memorized
was shorter than three to four seconds, ‘S.’ would complain that the images
were ‘colliding’ with one another and were becoming confused. Interestingly, for
our purposes, ‘S.’ found poetry extremely difficult to read, because of its high
density of visual imagery.5
Parataxis and Parallelism
‘The omission of connectives that express logical relationships is common in
primitive languages,’ wrote Nims. ‘Poetry, caring more for the sensory details
than for the logical relationship between them, is especially inclined to use this
kind of construction. It is called parataxis, or setting side by side.’Much of the
Bible, the written record of an oral tradition, shows parataxic construction; for
example, ‘He built the House of the Forest of Lebanon; its length was a hundred
cubits, and its breadth fifty cubits, and its height thirty cubits, and it was built
upon three rows of cedar pillars, with cedar beams upon the pillars. And it was
covered with cedar above the chambers that were upon the forty-five pillars, fifteen
in each row’ (1 Kings 7:2). Anaphora is the repetition of the same word or
words at the beginning of successive poetic lines or phrases; it is often used in
conjunction with parataxis. An example of both anaphora and parataxis from
poetry would be these lines from Christopher Smart’s ‘Jubilate Agno’: ‘For I will
consider my cat Jeoffry./ For he is the servant of the Living God duly and daily
serving him./ For at the first glance of the glory of God in the East he worships in
his way. . . .’ Parallelism, the repetition of the same syntactical construction in
successive lines or phrases, is another device that goes hand-in-hand with
parataxis; for example, ‘The aria sinking,/ All else continuing, the stars shining,/
The winds blowing, the notes of the bird continuous echoing. . .’ (Walt Whitman,
‘Out of the Cradle Endlessly Rocking’).
Parataxis stands in contrast to hypotaxis, which is writing characterized by the
frequent use of subordinate clauses to denote logical or temporal relationships.
Legal documents are a prime example of the latter. Parataxis and hypotaxis are
equivalent in meaning to apposition and proposition, respectively, which are the
terms preferred by cognitive scientists to denote the same two methods of joining
chains of thought. In two review articles, Bogen (1969b; 1972) presented evidence
to support his hypothesis that appositional thought is lateralized to the
right hemisphere and propositional thought to the left. Bogen reminded readers
that Jackson (1958) had characterized the left hemisphere as ‘propositionizing’
and had clarified that concept as follows: ‘A proposition is not a mere sequence
. . . it consists of words referring to one another in a particular manner [so that
each] modifies the meaning of the other.’ To Jackson’s earlier observation,
Bogen (1969b) added the complementary observation that, ‘The right hemisphere
recognizes stimuli (including words), apposes or collates this data, compares
this with previous data . . . the right hemisphere has a highly developed
"appositional" capacity. This term implies a capacity for apposing or comparing
of perceptions, schemas, engrams, etc.’
Story
Universal to the epic poems and ballads of oral cultures and to the literary prose
genres of short story, novel, and play, but a device employed less frequently in
the poems of literate societies, is narrative or story structure. This important literary
device is also dependent upon the right hemisphere for its processing. For
example, Sacks (1987) observed that, ‘Very young children love and demand
stories, and can understand complex matter presented as stories, when their powers
of comprehending general concepts, paradigms, are almost non-existent. . . .
A child follows the Bible before he follows Euclid.’ However, right-brain-damaged
adults, despite having supposedly ‘normal’ verbal abilities as measured
by standardized intelligence tests, cannot understand stories. Wechsler (1973)
first reported that persons with right-hemisphere lesions had problems with story
recall, and Zaidel and Sperry (1974) reported the same deficit for the left hemispheres
of split-brain patients, who were believed at that time to possess ‘normal’
linguistic abilities. Huber and Gleber (1982) and Delis et al. (1983) both found
that, compared to normal subjects, right-brain-damaged persons had considerable
difficulty arranging five or six sentences into a coherent story narrative.
Wapner et al. (1981) administered a more complex battery of tests to
right-brain-damaged, left-brain-damaged, normal, and elderly individuals. In
addition to having problems with arrangement of story elements into a narrative,
the right-brain-damaged patients performed at only a chance level at inferring
the point or moral of a story and were unable to infer the characters’ motives
when they were not absolutely straightforward. They ‘embellished’ stories when
recalling them three times as often as left-brain-damaged or normal subjects, and
nine out of fifteen of them also ‘confabulated’, or falsified new story elements
altogether. Six of the fifteen right-brain-damaged patients argued with aspects of
the stories, which the researchers viewed as an inability to honour fictional conventions
and the ‘boundary’ of a story. Oddest of all, the right-brain- damaged
patients did not laugh or look puzzled like the other subjects when researchers
injected ‘noncanonical’ elements into stories (such as a worker getting a big raise
after being caught sleeping on the job); in fact, they often tried to rationalize such
elements when recalling them. A subsequent study by Gardner et al. (1983) also
found right-brain-damaged subjects to be impaired at story recall and at finding
the moral of a story, but prone to inserting inappropriate comments and materials
into the stories when recalling them. Finally, Schneiderman et al. (1992) found
that the presence of a thematic sentence as a cue did not help right-brain-damaged
patients in arranging sentences into a story.
Discussion
Brain tissue is made up of ‘grey matter’, consisting of nerve cell bodies and
uninsulated nerve fibres, and ‘white matter’, or nerve fibres coated with a fatty,
insulating sheath called myelin. When nerve fibres have been myelinated, they
can conduct impulses efficiently and at high speed. Between the ages of two and
seven years old (the time span during which acquisition of spoken and written
language is taking place), myelination of the nerve fibres in the corpus callosum,
or bundle of nerve fibres connecting the brain’s two hemispheres, is underway;
thereafter, although myelination of other neural pathways continues into the
early adult years, the process is essentially completed for the corpus callosum
(Sinatra and Stahl-Gemake, 1983). The ratio of grey to white matter in the
average brain is about even at the age of twenty months, but it climbs to 2:3 by
age three, reaches its disproportionate peak of 1:8 by the age of eight, remains
stable at 1:8 when measured at age sixteen, and thereafter declines in adulthood
(to 1:3, as measured by MRI, or ‘about 1:1 to 1:4’, as measured by CT imaging)
(Jernigan and Tallal, 1990).
Prior to the age of two, Annett (1985) observed, the infant is ‘analagous to a
split-brain adult’— i.e., to an adult whose corpus callosum has been surgically
severed, isolating its right and left hemispheres — because of the state of
nonmyelination of the corpus callosum and lesser ‘cerebral commissures’. The
brain is also not lateralized for language in early childhood. Damage to either the
right or the left hemisphere in a child below the age of two will result in a 50 per
cent chance of aphasia (language impairment) when language is acquired, while
only damage to the left hemisphere will impair speech and reading in the great
majority of children aged five and olde (Brown and Hecaen, 1976).
Myelination of the neural pathways connecting the brain’s two hemispheres
enables information to be transferred from one side of the brain to the other
through a process of excitation. Galin et al. (1977) tested children aged four to
ten on a task involving touching, with the thumb of the same hand, a spot on a finger
that the researcher had just touched, or touching the identical spot on the
opposite hand with the thumb of the opposite hand. They found that children
younger than eight make far more ‘crossed’ errors than older children, a condition
which they thought could be attributed to ‘developmental improvement in
interhemispheric transfer of information, perhaps related to progressive
myelination or other aspects or maturation of the forebrain commissural neurons.’
Brizzolara et al. (1992) showed that interhemispheric transfer time (IHTT)
decreased between the ages of seven and eleven in normal children, while it did
not decrease after the age of seven in persons born without a corpus callosum.
Salamy (1978) established that IHTT reached adult levels of speed around the
age of ten years old. But, somewhat counterintuitively,myelination of the corpus
callosum also permits one hemisphere of the brain to suppress a region in the
other hemisphere by sending an inhibitory signal (Selnes, 1974). Thus, both
excitation and inhibition of the contralateral hemisphere should be considered in
the phenomenon of lateralization of linguistic function.
There is some disagreement about the precise age at which lateralization of
language to the left hemisphere emerges in children. Kinsbourne and Lempert
(1979) asserted that it is established by age three, while Lenneberg (1967) argued
that it is not complete until puberty. Most researchers seem to agree that is is evident
by the age of five or six (Brown and Hecaen, 1976; Krashen, 1977; Carter,
1998) on ‘dichotic listening’ tests, which present competing verbal stimuli to
both ears simultaneously and check to see which of the two the subject registers
as having heard. A ‘right-ear advantage’ for verbal stimuli is indicative of
left-hemispheric dominance for linguistic input, because of contralaterality. The
right-ear advantage does not hold true for all sounds, however; most persons
have a left-ear advantage for environmental sounds (Curry, 1967), and most people
other than trained musicians also have a left-ear advantage for musical input
(Kimura, 1964; 1967). There is also no right-ear advantage for vowel sounds,
which can be grasped by the right hemisphere as well as the left (Shankweiler
and Studdert-Kennedy, 1967).
The right visual field advantage for written text seems to emerge somewhat
later than the right-ear advantage for verbal speech in normal children. Although
Reynolds and Jeeves (1978) could not find a visual field superiority for letters of
the alphabet in seven- to eight-year-old children, they found a clear right visual
field advantage in male adults for the same visual input. Silverberg et al. (1980)
studied Israeli children learning to read their native language, Hebrew, and found
that second-graders exhibited a left visual field superiority when reading, indicating
that the right hemisphere was dominating, while third-graders displayed a
right visual field superiority for the same words. In another experiment, PET
scans of the brains of children reading showed right-hemispheric activation for
younger children but left-hemispheric activation for older children (Licht et al.,
1988). Second languages, as well, seem to be read first on the right side of the
brain, and then transferred to the left when mastery occurs. Silverberg et al.
(1979) found, for example, that seventh-grade Israeli children learning English
had a left visual field (right-hemispheric) advantage for it, whereas eleventh
graders had a right visual field (left-hemispheric) superiority. Also, there are
scattered cases in the neurological literature of bilingual or multilingual persons
sustaining a stroke and having one language but not the other(s), or all languages
but one, affected by it (Carter, 1998).
There is evidence to show, however, that left-hemispheric dominance for language
is not an ‘automatic’ developmental process, but one that is dependent
upon the type of linguistic input experienced during childhood. Preadolescent
illiterate children do not exhibit the same right-ear advantage on dichotic listening
tests that literate children of the same age do, although the illiterates have
certainly been exposed to acoustical linguistic input (Khadem, 1976, cited in
Dawson et al., 1982). ‘Genie’, a young woman who was deprived of any exposure
to language until she was thirteen years and nine months old, and who then
began to acquire it, showed an extreme left-ear advantage (right-hemispheric
dominance) for verbal stimuli on dichotic listening tests, even though she was
right-handed; her left hemisphere performed at only a chance level on verbal
input recognition (Fromkin et al., 1974). Hopi Indian children, when speaking
their native language, showed activation of the right hemisphere (Ehrenwald,
1984). Similarly, dichotic listening tests performed on bilingual Crow Indian
children whose primary language was Crow and secondary language, English,
showed that neither ear (i.e., hemisphere) was dominant for acoustical language
processing, whereas monolingual English children, though not significantly different
from the Crow children in first and second grade, displayed a strong
right-ear advantage (left-hemispheric dominance) in fifth and sixth grades
(Vocate, 1984). Crow, like Hopi, is transmitted orally.
It has long been reported that illiterate adults do not seem to suffer the same
severe linguistic impairments following left-hemispheric injury that literate
adults do (Critchley, 1962). Cameron et al. (1971) performed a systematic study
of sixty-five literate, semi-literate, and illiterate patients with a left-hemispheric
lesion and corresponding right-sided weakness. Defining ‘aphasia’ quite strictly
to mean complete loss of speech abilities for a period of at least two days, and not
just linguistic impairment, they found that 78 per cent of the literate patients and
64 per cent of the semi-literate patients were aphasic, but only 36 per cent of the
illiterate patients had suffered aphasia! ‘The suggestion is made,’ they wrote,
‘that literacy emphasizes cerebral dominance for speech.’ Conversely, Wechsler
(1976) wrote up the case of an eighty-three-year-old, right-handed, illiterate
woman who suffered aphasia after a lesion to the right hemisphere.
Young children and illiterates, then, do not exhibit the left-hemispheric dominance
for language that we have presumed to be ‘normal’.6 And young children
and illiterates also differ from normal, literate adults in the extent to which their
linguistic output is marked by the ‘poetic’ (i.e., right-hemispheric) devices catalogued
in the previous section.
The linguistic similarities among poets, children, and preliterate persons were
not lost upon Nims. ‘Poets (like children, like aborigines, like all of us when we
dream), naturally think in images,’ he wrote of the first poetic device under consideration. Research data would seem to bear up Nims’ grouping of children and
preliterates with poets in their penchant for the concrete image. Brown (1957)
found that 67 per cent of the nouns in children’s speech were concrete, while
only 16 per cent of the nouns in adult speech could be classified as such. And the
great Russian neurologist A. R. Luria, in a field study conducted from 1931 to
1932 (but not published until 1976), observed that his illiterate subjects referred
to geometrical shapes using concrete rather than abstract terms (plate or moon
for circle, door or house for square, etc.), whereas subjects with only a few years
of schooling were able to produce the abstract geometrical terms for the same
shapes with ease (circle, square, etc.).
Young children, poets, and preliterates also share a tendency toward simile
and metaphor. According to Gardner (1982), preschool-aged children produce
many more spontaneous figures of speech, including metaphors, than children
aged eight to ten. Around the age of eight, which is also the age at which most
western children acquire fluency in reading, children seem to lose not only their
penchant for generating figurative language, but also their drive to create large
numbers of artworks (Gardner, 1982). Ruth Finnegan (1977), the foremost
authority on the poetry of oral (i.e., preliterate) cultures, stressed that ‘in many
[oral poems], metaphorical expression is of the essence’, with similes being less
common than metaphors but still widespread.
Synaesthesia is yet another element linking all three groups. ‘Early in human
history, it seems,’ wrote Nims, ‘we did not distinguish between the senses as
sharply as we do now. Sense data tended to overlap, as they still do in babies,
whose world, according to a recent study, is a world of synesthesia, of confusion
of the senses.’ As Nims asserted, infants do seem to experience the world as a
confusing mishmash of sensory input; Carter (1998) suggested that it is so
because their auditory and visual cortices, as well as their retinas and a
sound-processing portion of the thalamus, are neurally connected — connections
that will be ‘pruned’ as time goes on. Additionally, Gardner (1982) has documented
a secondary synaesthetic phase that occurs in children aged five to
seven: ‘an age of synesthesia begins: a time when, more than any other, the child
effects easy translations across sensory systems; when colors can readily evoke
sounds and sounds can readily evoke colors.’ In yet another link between young
children and adult preliterate populations, synesthetic figures of speech occur in
the Old Testament, the Iliad, the Odyssey, and many other examples of the transcribed
literature of primary oral cultures (Brogan and Engstrom, 1993). Brogan
and Engstrom found, for example, that the Bible contains references to tasting
the word of God (Hebrews 6:5) and seeing a voice (Revelations 1:12).
As for the category of right-hemispheric language known as ‘familiar expressions’,
who delights in such expressions more than the young child? Number
counting sequences, the alphabet mnemonic, nursery rhymes, and other serials,
songs, and jingles abound in the linguistic output of young children. Turning to
preliterates, we know, from the pioneering research of Milman Parry as continued
by Albert Bates Lord, that ancient bards did not ‘write’ epic poems and ‘recite’
them from memory, but rather, improvised them afresh during each oral
performance, calling upon a storehouse of ‘formulas’ (familiar phrases and epithets
learned during their period of apprenticeship) that could be ‘plugged’ like
modules into the governing meter of a poem. Not only ancient poets of primary
oral cultures, but also illiterate epic poets of twentieth-century Yugoslavia,
improvised their hours-long verses in performance with the aid of a stockpile of
just such ‘familiar expressions’.
We have already briefly touched upon personification as a linguistic feature
characteristic of children and preliterates as well as poets. According to Piaget
(1967), animism (which he defined as ‘the tendency to conceive things as living
and endowed with intentions’) is a normal habit of mind among children aged
two to seven, occurring in three predictable and progressive stages. First objects
that are useful, then objects that are mobile, and lastly, objects that appear to
move by themselves will be ‘endowed’ by children with life and intentionality.
Young children also believe that changing the name of a thing will change its
properties (Levorato, 1993). As to preliterates, Frazer (1941), in his crosscultural
study of the progression from ‘magic’ to ‘religion’ to ‘science’ in world
cultures, asserted that, ‘To the savage the world in general is animate, and trees
and plants are no exception to the rule.’ Archaeological, mythological, and
anthropological evidence for the belief in tree spirits, river gods, and other forms
of nature worship among preliterate cultures certainly seems to bear up Frazer’s
overarching claim about animism, although some aspects of his methodology
have since been discredited. And certainly we are all familiar with the ceremonial
importance of naming in preliterate cultures, including the frequent practice
of changing a person’s name when his or her status within the community
changes.
If left-hemispheric dominance for language is not the ‘natural’ condition of
human beings aged eight and older, but rather, a side effect of print literacy, then
it stands to reason that the qualititative changes in consciousness between oral
and print cultures—from communal identity, ‘magical thinking’, pervasive animist
spirituality, and poetry to individualism, science and rationalism,
faith-based religion or agnosticism/atheism, and prose — may be the outward
signs of a fundamental shift from right- to left-hemispheric structuring of conscious
thought processes and memories. Magical thinking, for example, can be
understood as the interpretation in terms of parataxic, synedochic, metonymic,
and metaphoric thought strategies of the relationships among events occurring in
time and space. A mind that is primed to process modules of received speech
such as idioms, proverbs, and oral poetic formulae but not complex, ‘original’
propositional thoughts would of necessity be communal in its orientation. To
view inanimate objects, plants, and animals as endowed with conscious agency
and will, and to grasp abstract ideas in the form of concrete images which
embody them, is to inhabit the mythic world of the ancient Greeks, Egyptians,
Native Americans, and countless other cultures prior to the introduction and proliferation
of phonetic alphabetic print literacy.
Several twentieth-century thinkers have intuited a relationship between the
shift from orality to print literacy within a given culture, and a fundamental shift
in the quality of consciousness of the individuals within that culture. That of
course is the central thesis of McLuhan (1962) in The Gutenberg Galaxy: The
Making of Typographic Man,7 although he expounds upon it in prose that is maddeningly
riddling and vatic: ‘Print is the extreme phase of alphabet culture that
detribalizes or decollectivizesman in the first instance. . . Print is the technology
of individualism. . . As for the technique of doubt in Montaigne and Descartes, it
is inseparable, technologically, as we shall see from the criterion of repeatability
in science.’ Jaynes (1976) observed the absence of individual ‘free will’ and the
puzzling presence of external, godly voices uttering mandatory commands to
humans in ancient literary works such as the Iliad or the oldest books of the Old
Testament. He hypothesized that signals arising in the temporal lobe of the
brain’s right hemisphere could have travelled to the auditory area of the left via
the small anterior commissures connecting the two lobes — i.e., bypassing the
need for interhemispheric transfer via the corpus callosum. Significantly, from
our perspective, Jaynes further argued that the hallucinated voices spoke in
poetic verse, and that they disappeared with the rise of writing in the second millennium
BC. De Kerckhove (1981; 1988a,b) put forth a theory of Greek drama as
an outgrowth of phonetic alphabetic literacy which, in turn, trained audiences in
the habits required for literacy: ‘While they were attending stage productions
illiterates might be deemed to develop their attention span, their concentration,
their critical faculties and their capacity for abstraction, their manipulation of
language, and even their visual skills from peripheral to centralized and directional
vision. They might be encouraged for the first time to define and fragment
experience in sequences and reorganize its patterns in a unified visual space.’
Ong (1982) and Havelock (1986) have also written extensively about the restructuring
of traditional oral consciousness by print literacy. It is hoped that this
essay might suggest the underlying reasons for the observable differences
between oral and print consciousness.
While young children and nonliterate adults seemingly produce speech that is
rich in ‘poetic’ devices, most adult literates do not—but what about the case of
poets? Could the phenomenon of adult, literate poets writing works rich in
‘right-hemispheric language’ indicate that their lateralization for languagemight
somehow be different from the norm? Gardner (1982) pointed out that children
aged eight and older who have stopped producing the abundant, spontaneous figures
of speech characteristic of younger children can still produce metaphors
upon demand, and certainly the same is true of the adult poet: right-hemispheric
language, like a stutter or a foreign accent, can certainly be faked or generated
with conscious intent. But there is also sufficient evidence to support a hypothesis
that poets, as a group, may be subject to temporary reversals of ‘normal’
laterality.
Moscovitch (1973; 1976), following Bogen (1969a), hypothesized that
right-hemispheric language might be a latent capability that is ‘released’ only
upon damage to the left hemisphere or other brain trauma. He found that the
nondominant hemispheres of persons who had sustained strokes to the dominant
hemisphere or who had undergone sectioning of the corpus callosum outperformed
the nondominant hemispheres of normal subjects on verbal dichotic listening
tests. Interestingly, there are several case histories in the neurological
literature of subjects who suddenly began to write poetry after sustaining
left-hemispheric damage. Fisher andMann (1952) documented the case of a seventy-
six-year-old, right-handed Irish woman who, after suffering weakness in
her right hand and slurring of speech, began to write with her left hand for the
first time in her life; she also began writing poetry for the first time, and produced
over fifty poems, several of which were good enough to be published. A brain
scan revealed that she had a ‘moderately severe generalized cortical atrophy. . .
which was more marked in the frontal regions, especially so on the left side.’
Critchley (1967), in his article ‘CreativeWriting by Aphasics’, documented two
additional cases of the sudden onset of poetry writing in aphasic patients who
had never written verse before.
From those scattered but fascinating cases in the neurological literature about
nonpoets suddenly possessed to write poetry, one can move to biographical and
anecdotal evidence about the lives of professional poets. It has long been taken
as a ‘given’ by lovers of poetry that poets are more sensitive, more moody than
average men and women. Given that poetry deals with strong emotions, it follows
logically that a poet must feel things more deeply than others in order to be
successful at his or her craft. But it is also apparent, from paging through the biographical
headnotes to any major poetry anthology, that poets seem to suffer
from debilitating mood disorders at a rate much higher than that of the general
population. This is a situation acknowledged by poets themselves: Jamison
(1993) quotes Lord Byron’s remark about himself and his fellow poets that ‘We
of the craft are all crazy. Some are affected by gaiety, others by melancholy, but
all aremore or less touched,’ and Byron’s fellow Romantic poet,WilliamWordsworth,
penned the following haunting lines in memory of poet Thomas
Chatterton, who committed suicide: ‘We poets in our youth begin in gladness;/
Thereof come in the end despondency and madness.’
Jamison (1993), a psychiatry professor, co-author of a major textbook on
manic-depressive illness, and victim of the disorder herself, was sufficiently
intrigued by the anecdotal evidence linking poets and mood disorders to perform
research into the lives and medical records, where existing, of all of the major
British and Irish poets born during the hundred-year period 1705 to 1805.
Eighteenth-century poets born in that time period, for example, included William
Collins, Christopher Smart, William Cowper, Robert Fergusson, and John
Codrington Bampfylde, all of whom were committed to insane asylums, and
Thomas Chatterton, who committed suicide. Looking at the nineteenth century,
Jamison was able to diagnose John Clare (also committed to an asylum),William
Blake, Lord Byron, Samuel Taylor Coleridge, Hartley Coleridge, Percy Bysshe
Shelley, and Thomas Lovell Beddows (a suicide) with probable manic depressive
illness. Still other nineteenth-century poets, such as Thomas Gray,
Leigh Hunt, and Gerard Manley Hopkins, were known to have suffered from
severe depression. Altogether, Jamison calculated that the poets had five times
the rate of suicide of the general population, twenty times the rate of institutional
commitment for madness, and thirty times the rate of manic-depressive illness.
Among the twentieth-century modernist poets, T. S. Eliot had a nervous breakdown,
Ezra Pound was committed to an insane asylum, and Virginia Woolf (a
poet as well as poetic prose stylist) and Hart Crane committed suicide. Later in
the twentieth century, Randall Jarrell, Delmore Schwartz, Theodore Roethke,
John Berryman, Anne Sexton, and Robert Lowell all exhibited symptoms of
manic-depressive illness, with Jarrell, Berryman, and Sexton committing suicide,
as didWeldon Kees and Sylvia Plath. But, of course, such evidence is anecdotal
at best, not scientific, and for every major poet on the ‘stricken’ list, there
are many others who led happy, fulfilling lives.
But there have also been two systematic studies of the rates of mood disorder
among later-twentieth-century writers that have turned up some significant findings
about the psychology of poets. Over a period of fifteen years, Andreasen
(1987) tracked the incidence of mental illness among faculty members from the
University of Iowa Writers’ Workshop, and among the members of a control
group. The Iowa Writers’Workshop is generally acknowledged to be the leading
creative writing program in the United States, and the faculty are all gifted creative
writers themselves.While the writers were not identified as to their genre, it
can be assumed that at least half were poets. Andreasen found that:
the rate of affective disorder (i.e., manic-depressive illness) was strikingly high.
Eighty percent of the writers had had an episode of affective illness at some time in
their lives, compared with 30% of the control subjects. A surprising percentage of
the affective disorder was bipolar in nature; 43% of the writers had some type of
bipolar illness, in comparisonwith 10% of the control subjects. Both of these differences
were statistically significant. In addition, the writers had significantly higher
rates of alcoholism (30%, compared with 7% in the control subjects).
Horrifyingly, two of the thirty writers committed suicide during the course of
the fifteen-year study.
Jamison (1989) published her own controlled study of living writers two years
after Andreasen. Her method was to select a group of British poets, playwrights,
novelists, biographers, and artists who had won one of the most prestigious literary
or art awards in the United Kingdom. Inquiring whether her subjects had
been treated for a mental illness, she found that 55.2 per cent of the poets, 62.5
per cent of the playwrights, 25 per cent of the novelists, 20 per cent of the biographers,
and 12.5 per cent of the artists had been treated for an affective disorder at
some point in their lives. Poets were the only subgroup to have been treated for
bipolar illness (16.7 per cent); the other writers had mostly suffered from depression.
Jamison also asked her subjects to self-report any history of severe mood
swings or prolonged states of elevated mood. She found that 28 per cent of the
poets reported severe mood swings and 33 per cent of them reported prolonged
states of elation. All of the poets reported experiencing high-energy periods of
intense creativity characterized by elevated mood and fluent thinking, and poets
more than any other group reported that ‘intense feelings and moods’were very
important to their work.
What, precisely, are the ‘affective disorders’ from which poets seem to suffer
more than the rest of the population? Hypomania is a relatively mild form of
mania. Subjects experience elevated or irritable mood, increased energy, a
decline in their need for sleep, and a rise in self-esteem and boastfulness. Creativity
is enhanced: subjects become more verbally fluent, reflecting an
increased associativeness of thoughts and ideas, and their speech often becomes
laced with jokes and puns. Productivity and creative output increase (American
Psychiatric Association, 1987). As Thomas Caramagno (1992), the author of
The Flight of the Mind: Virginia Woolf’s Art and Manic-Depressive Illness,
pointed out, our definition of verbal ‘creativity’ and the cognitive and verbal
symptoms of hypomania are virtually interchangeable:
In terms of cognitive style, creative persons share a number of characteristics with
hypomanic patients: expansiveness of thought, grandiosity of mood, and unusual
fluency of words and ideas. Creative thinking, like mild mania, demonstrates word
fluency, associational fluency (production of synonyms), expressional fluency
(rapid juxtaposition of phrases), ideational fluency, spontaneous flexibility (ability
to produce a great variety of ideas across various categories), and adaptive flexibility
(creating unusual solutions to problems). Finally, creative individuals engage in
farmore divergent than convergent thinking. . . . In divergent thinking there ismuch
searching about or going off in various directions; no unique conclusion is expected
or sought.
Andreasen and Glick (1988) observed that a poem is normally short enough to be
written during one period of hypomania, whereas a hypomanic state would not
be of much help to a writer tackling a lengthy work, such as a novel or play, that
requires sustained effort over a long period of time.
Full-blown mania is much more debilitating than hypomania. Self-esteem is
inflated to the point of grandiosity, the need for sleep declines to as few as three
hours a night, and subjects perceive that their ‘thoughts are racing’. While
goal-directed activity increases, subjects are easily distracted, and they may
overspend or engage in promiscuous sexual activity. Unlike hypomanic subjects,
who can usually ‘harness’ their increased energy and creativity to become more
productive at their chosen occupations or avocations, subjects in a manic state
usually become unable to function at their professions or in personal and social
relationships, and hospitalization is often called for (American Psychiatric Association,
1987). Also in contrast to hypomania, which is likely to improve creative
output (although the side effects of increased sociability and distractability may
hamper creative output indirectly), mania normally degrades creative output.
Andreasen and Glick (1988) noted that, ‘The IowaWorkshop writers. . . who had
experienced severe mania also indicated that the work produced during mania
was of poor quality.’
When sustained periods of mania alternate with sustained periods of depression,
the condition is known as bipolar affective disorder or bipolar illness.
When hypomanic periods alternate with periods of depressed mood, cycling
from one to another within a relatively brief period of time, the condition is
called cyclothymia. Unipolar depression, which involves sustained periods of
depression not paired withmanic or hypomanic periods, is another form of affective
disorder, but one which does not seem to affect poets to the extent that
hypomania, mania, cyclothymia, and bipolar illness do.
There are numerous cases in the neurological literature of sudden damage to
the right hemisphere triggering manic or hypomanic states in persons who had
never experienced them before (review in Joseph, 1988), just as sudden
left-hemispheric damage has been documented to trigger depression. In one
study, all subjects with affective disorders exhibited right-hemispheric dysfunction
even after they had been medicated and their conditions had stabilized,
while only 57 per cent of schizophrenic subjects were found to have right-hemispheric
dysfunction (Silverstein and Meltzer, cited in Flor-Henry and Gruzelier,
1983). At first glance, these findings might seem to refute the neat ‘triangulation’
of a link among poets, right-hemispheric language, and hypomania. After all,
one would presume that damage to or dysfunction of the right hemisphere would
only increase the normal dominance of the intact left hemisphere over linguistic
functions. But there is considerable evidence to suggest that the manic state itself
is accompanied by reversals of normal laterality. In other words, during a manic
or hypomanic state, the right hemisphere of a person who is normally left dominant
for language may control linguistic processing.
To begin with, there are two case studies in the neurological literature of individuals
switching handedness during the manic and depressed phases of
manic-depressive illness. Lewis (1895) published an account of a Welsh patient
who was left-handed when depressed but right-handed when manic. Flor-Henry
(1979) encountered a very similar case of a woman who tested one hundred per
cent left-handed on the standard Annett handedness questionnaire when manic
but one hundred per cent right-handed after her manic symptoms had abated.
Flor-Henry was able to administer EEG tests of the subject’s brain activity as she
performed verbal and visuospatial tasks during her manic phase and after her
recovery, and the EEG readings confirmed that the subject’s language dominance
shifted to the opposite (right) hemisphere while she was manic and
returned to the left hemisphere upon her recovery from mania.
One will recall that the left ear (right hemisphere) normally shows an advantage
for environmental sounds and the right ear (left hemisphere) an advantage
for verbal sounds on ‘dichotic listening tests’ in which competing stimuli are presented
to both ears at once. However, several studies have shown that persons
with affective disorders exhibit a reversal of normal laterality for nonverbal
sounds, as well as abnormal performance of the right ear (left hemisphere) for
verbal sounds (Yozawitz et al., 1979; Bruder et al., 1987; Bruder, 1988).
Kaprinis et al. (1995) were able to refine those previous findings by administering
verbal dichotic listening tests to twenty-six Greek manic-depressive patients
at two different times: during the manic phase of their illness and following their
recovery. Rather than the normal right-ear advantage for verbal input, the
researchers found a left-ear advantage for verbal input during the manic phase,
indicating that the right hemisphere was controlling linguistic function. The
reversal of normal laterality returned to normal following abatement of manic
symptoms. In support of their findings, Kaprinis et al. uncovered a case study of
a single patient by Sackeim et al. (1983); that patient exhibited a left-ear advantage
on verbal dichotic listening tests during mania, but a normal right-ear
advantage following recovery.
On visual field tests as well as dichotic listening tests, hemispheric dominance
appears to reverse during the acute stage of affective disorders. Silberman et al.
(1983) administered visual field tests during verbal tasks to depressed patients,
most of whom were bipolar (manic-depressive) rather than unipolar (subject to
depression only). Once again, a shift from normal left-hemispheric to abnormal
right-hemispheric control of language tasks was found among this population.
Flor-Henry (1979) obtained EEG data on a large population of subjects with
affective disorders or schizophrenia while they were performing verbal and
visuospatial tasks. For the manic patients only, patterns of brain activation were
consistent with ‘verbal-linguistic functions shifting to the right hemisphere as
indicated by the negative right/left power ratios and by the reduction of right
parietal power’, coincident with ‘a shift of spatial cognitive mechanisms to the
left hemisphere’.
Finally, Kushnir et al. (1980, cited in Trevarthen, 1990) administered a ‘cognitive
laterality battery’ to depressed patients. Such tests measure the difference
between an individual subject’s performance on tasks normally associated with
the left hemisphere and tasks normally associated with the right hemisphere.
Normal subjects usually score zero asymmetry on the ‘CLQ’, or ‘cognitive
laterality quotient’, while an asymmetric score indicates that one hemisphere is
dominating more than its usual share of functions. Several of the depressed
patients tested by Kushnir et al. were also tested during subsequent manic episodes
or while in remission and, interestingly, they showed a shift in CLQ from
left- to right-hemispheric asymmetry.
Based upon all of the foregoing evidence, it seems possible that many, if not
most, poets may experience temporary elevations of mood (hypomania)
accompanied by a reversal of normal laterality for language. Hemispheric dominance
for language shifts temporarily from left to right,8 as reflected by a density of
right-hemispheric linguistic features marking their linguistic output: similes, metaphors,
symbols, assonance, connotation, parataxis, and so forth. Indeed, the compulsive
‘need to write’ that is familiar to every poet, whether amateur or
anthologized, may be a self-prescribed remedy for the discomfort of an overactive
right hemisphere: restoring normal laterality by channelling linguistic function
back from right to literate left hemisphere, and to the writing (or primary typing)
hand controlled by it.
This view of the creative process in poets complements in many, but not all,
respects the views of Bogen and Bogen (1969; 1999) on creativity as a
lateralized process. Taking the four stages of creativity (preparation, incubation,
illumination, and verification) into account, Bogen and Bogen (1999) suggested
a physiological basis for each stage and for the creative process as a whole:
To produce something both novel and meaningful one must have a period of preparation.
This involves acquiring a large fund of information. Following preparation
is a period of incubation during which time the information is rearranged, typically
while one is unaware of the process.Next is illumination.Almost everyone is familiar with
the cartoonist’s use of a lightbulb to symbolize the instant illumination of an
idea. Last is necessary a phase of deliberate reorganization and refinement, readily
describable by the creator, to test and polish the final product.
What can be the physiologic basis for this succession of stages? During
incubation, some very productive thinking goes on, which is inaccessible to verbal
output (in that one cannot tell how it went on) and whose result can become available
in a sudden insight.Where does this thinking take place? To say that it comes
fromthe heart describes the quality rather than the origin. To say that it comes from
intuition is merely to rename it rather than to give it a physiologic source. It surely
requires an elaborate neuronal system, of a size, complexity, and activity level comparable
to that organ—namely, the left hemisphere—that produces the richness of
human language. It is likely thatmuch of the thinking that goes on during incubation
takes place in the human right hemisphere.
By contrast, the preparation and verification phases seemmore left hemispheric.
One sees the likelihood of a greater than usual interhemispheric commmunication
during an individual’smore intuitivemoments, an interaction dependent on the corpus
callosum.
Certainly Bogen and Bogen seem correct in attributing the preparation and verification
stages to left-hemispheric activity, the incubation stage to right-hemispheric
activity, and the illumination stage to interhemispheric transfer of
information from right to left. However, they also view ‘a significant degree of
interhemispheric independence, such that the interhemispheric exchange is
much of the time incomplete’ as the normal state of human mental functioning,
with creativity resulting from a sudden, temporary increase above normal in the
flow of information from right to left (‘One sees the likelihood of a greater than
usual interhemispheric communication during an individual’s more intuitive
moments, an interaction dependent upon the corpus callosum’ and ‘A momentary
suspension of this partial [hemispheric] independence could account for the
illumination that precedes subsequent deliberate verification’). At least in the
case of poets, however, whose generation of language rich in right-hemispheric
linguistic devices bears such striking similarities to the language of young children
and nonliterate adults — populations whose right-brain language function
is greater and whose interhemispheric transfer efficiency lesser than that of normal
literate adults — and given also the relationship between REM (dreaming)
sleep and reduced callosal activity (Berlucchi, 1965; see note 8), it seems likely
that a sudden and transient loss of or decrease in normal interhemispheric communication,
removing inhibitions placed upon the right hemisphere and allowing
it to function at a greater-than-normal linguistic activity level, would provide
a more likely explanation of the phenomenon of creativity in poets. ‘Illumination’would
then signal either a restoration of normal callosal activity, or perhaps
even (given Jaynes’ theory of hallucinated poetic voices) an atavistic transfer of
neural information across lesser commissures.
Conclusion
Assuming that genuine, professional poets or gifted MFA students in creative
writing programs could be conditioned over time to produce poems despite the
presence of neural imaging equipment, the foregoing ideas could all be verified
or disproven, as the case may be, under controlled experimental conditions. The
poet, however, would have to dictate the timing of the neural imaging procedure,
as ‘inspiration’ itself can be a transient and unpredictable phenomenon not subject
to human will. ‘Sing in me, Muse,’ begins the ancient Greek Odyssey — an
epic poem which Jaynes (1976) dates, unlike the earlier Iliad, to the period following
the loss of hallucinated godly voices. Cut off from the heard-out-loud or
imagined voices of the gods speaking in poetry, the modern poet is reduced to
hoping and praying for those silenced voices to be restored—calling it ‘writer’s
block’ when they cannot be.
‘Beauty is truth, truth beauty,—that is all/ Ye know on earth, and all ye need
to know,’ wrote the poet John Keats, an almost certain victim of one of themilder
forms of affective disorder (Jamison, 1993). And, although one can attempt to
reduce the writing of poetry to a chain of neurochemical events, and attempt to
assign both ‘beauty’ (a visuospatial perception) and ‘truth’ (‘apodictic certainty’
— the experience of deep, unshakeable conviction and meaningfulness) to the
brain’s right hemisphere, one cannot, ever, take away one iota of the beauty and
meaningfulness of those lines, nor of the world’s great body of poetry, which
speaks to us from the lost realm of our ancestors and of our childhoods, allowing
us, however briefly, to return.
Notes
1The fourth edition of the book was co-edited by David Mason, who added new poetry selections, an
instructor’s manual, a section on poetics, and other features; however, as the definitions cited in this
paper were written solely by Nims, ‘Nims’ and not ‘Nims and Mason’ will be cited as their author.
2For example, Shaywitz et al. (1995) demonstrated, using magnetic resonance imaging (MRI), that
women used their right as well as left brains on tasks involving the rhyming of nonsense words, while
men used only their left brains. Levy (1978) has hypothesized that women have evolved to represent
language in both hemispheres because the condition may facilitate communication with infants and
small children, who are not yet left-dominant for language.
3Could the possibility that some but not all right hemispheres understand rhyme explain why certain
postmodern poets are so vehement in their criticism of peers who employ rhyme?
4 Nims was obviously thinking of two-syllable metrical feet (iambic, trochaic, pyrrhic, spondaic),
which are by far the most common in metered English verse, and not the unusual three-syllable feet
(dactylic, anapestic).
5‘Before I can understand a new image, I have to get rid of an old one that’s remained in my mind,’ ‘S.’
explained to Luria (1968).
6Certain developmental problems also seem to interfere with the development of left-hemispheric
dominance for language. Children born deaf do not show any visual field superiority when reading
words (Iaccino, 1993), although sign language, when learned during childhood, is lateralized to the
left like a normal spoken and written language (Hickock et al., 1996). Dawson et al. (1982) obtained
EEG readings of autistic individuals aged nine to thirty-four performing linguistic tests and ten normal
individuals of the same age range performing the same tests, and found that a stunning seven of
the ten autistic subjects showed right-hemispheric specialization for linguistic functions. Similarly,
dyslexic children over the age of five ‘do not show the adult level of cerebral dominance when tested
by dichotic listening,’ according to Krashen (1977) in his summary of three earlier studies.
7According to McLuhan (1962), technologically advanced societies have now embarked upon a new
phase of ‘secondary orality’ due to the dominance of electronic media over print media. It stands to
reason that further changes of consciousness should be occurring as a result—as anyone who teaches
visual-image-oriented, parallel-processing strategist high school and college students raised on computer
and video games can surely testify—blurring the formerly sharp delineations between oral and
print consciousness.
8 Lest this concept of ‘temporary’ dominance seem far-fetched, consider that, despite our deeply
entrenched left-hemispheric dominance for language, some loosening of the stronghold must surely
be in effect when we dream. We dream in concrete visual images and symbols, in scenes that are
joined to each other parataxically, hearing (as the dream’s persona) environmental sounds and single
words or commands or familiar phrases but not syntactic sentences or conversations—i.e., in the language
of the right brain. And there is evidence to indicate that right-hemispheric function may be
more active during REM(i.e., dream) sleep,while left-hemispheric activity increases during non-REM
sleep (Klein and Armitage, 1979). It is also known that callosal activity (i.e., interhemispheric activation
and/or inhibition) declines during the REM phase (Berlucchi, 1965) and that subjects awakening
from REM sleep perform better on tests of right-hemispheric cognitive functions, whereas subjects
awakening from non-REM sleep perform better on left-hemispheric cognitive tests (Gordon et al.,
1981).
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